USPTO Patent Grant Document

The U.S. Patent and Trademark Office (USPTO) patent grant document contains information on inventors (name and address), assignees (name and address) as well as the invention (description, intended use, specification, number of claims, and drawings).

USPTO has put an access limit to its database. Failure to comply to the rules may lead to the entire organization being blocked from future access.

Log-in is required for LexisNexis access over the Internet.

Both Google Patent Search and LexisNexis use imaging technology to covert patent grant documents into a searchable database for patents granted before 1976. Apparently the technology used is not perfect. A keyword search of these patents may not list all patents satisfying the key word inquiry. This problem is much more severe for the Google Patent Search.

NBER Patent Data Collection

It is a database containing information on patents granted by USPTO (to inventors of any countries). The information includes inventor names and addresses, assignee names, patent classification, pairwise citation made to those patents, and other measures for patent values (e.g. number of citations, claims, indexes for originality and generality). For more details, see A. Jaffe, and M. Trajtenberg, Patents, Citations and Innovations: A Window on the Knowledge Economy, MIT Press: Cambridge, 2002; or B. H. Hall, A. B. Jaffe, and M. Trajtenberg, NBER Working Paper 8498, 2001.

You will need a 64-bit version of STATA to run most citation analysis (because more than 1.5G memory is needed).

There is a right truncation for patents filed to USPTO in later years (say, after 1995) and especially in forward citation (being cited by other people).

There is a left truncation for backward citation (citing other people). Although the pairwise citation list has patent number of patents granted before 1963, there is no other information available (e.g. patent class that is used to construct the originality index).

Historical Patent Data

Datasets on U.S. patents granted before 1975 (description of the invention, name and address of inventors and assignees), and in some case career patents (all patents made over career) as well as biographical information of the inventors (occupation and educational background).